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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-14 |
Branch Locations
1004 Rosecrans Ave, Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard Rose (Self Employed) | Manhattan Beach | CA | 07/1991 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 10/2013 | Present |
| Richard Rose (Self Employed) | Manhattan Beach | CA | 07/1991 | Present |
| Quadro Inc Dba Richard Rose Investment Services | Torrance | CA | 03/2020 | Present |
1. RICHARD ROSE (SELF EMPLOYED)-21213 B HAWTHORNE BLVD #5303, TORRANCE, CA 90503; INVESTMENT RELATED; FINANCIAL & INSURANCE SALES & SVCS; INSURANCE AGENT/REP; START DATE 7/91; 80 HRS/MNTH; 40 HRS/MNTH DURING TRADING. 2. RICHARD ROSE (SELF EMPLOYED)-1004 ROSECRANS AVE, MANHATTAN BEACH, CA 90266; NONINVESTMENT RELATED; RENTAL PROPERTY OWNER/PARTNER; START DATE 7/91; 1 HR/MNTH; 0 HRS/MNTH DURING TRADING. 3. Quadro Inc DBA Richard Rose Investment Services; 21213-B Hawthorne Blvd #5303 Torrance CA 90503; Start Date 3/17/20; Proprietor; Corporation for banking and tax purposes relating to investment business and real estate holdings; 1 hr/mo; 0 hrs/mo during trading; IR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-08 |
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