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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-15 |
| TX | RA | APPROVED | 2021-09-14 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1850 Mt Diablo Blvd Suite 100, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jbc Financial Group, Inc | Concord | CA | 04/1992 | 09/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 09/2021 |
| Walnut Creek Wealth Management | Walnut Creek | CA | 07/2017 | 09/2021 |
| Lpl Financial Llc | Walnut Creek | CA | 09/2021 | 06/2025 |
| Wealth Enhancement Group | Walnut Creek | CA | 09/2021 | Present |
| Wealth Enhancement Advisory Serivices, Llc | Walnut Creek | CA | 09/2021 | Present |
| Wealth Enhancement Brokerage Services | Walnut Creek | CA | 09/2021 | Present |
1) 9/16/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 9-15-2021 - 144 Hours Per Month - Time Spent 90% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2) Wealth Enhancement Group - Non-Investment Related - Fixed Insurance - SVP, Financial Advisor - Start Date: 10/30/2025 - 1 Hour Spent Per Month, 0 Hours Spent During Trading Hours - Insurance Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-19 |
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