James Leroy Losey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1990 → Present
  New York Life Ins. Co.
  San Francisco, CA
• 01/1997 → 08/2023
  Royal Alliance Associates, Inc.
  Thousand Oaks, CA
• 08/2023 → Present
  Osaic Wealth, Inc
  Thousand Oaks, CA

Previous Registrations

• 2010-01-29 → 2022-09-10
  Wealthcare Alliance, Inc.
  Westlake Village, CA
• 2003-09-17 → 2009-12-31
  Wealthcare Alliance, Inc.
  Thousand Oaks, CA
• 2002-07-24 → 2004-01-15
  Wealth Care Planning
  Thousand Oaks, CA

Other Businesses

1. VANTAGE WESTLAKE LLC, DBA EDGE BUSINESS SUITES POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2007 ADDRESS: 2629 Townsgate Road, Suite 235 Westlake Village, CA 91361, Westlake Village CA 91361, United States DESCRIPTION: Marketing the leasing of executive suite offices. Managing tenants. Invoicing/collecting Rents... 2. WEALTHCARE ALLIANCE POSITION: Owner NATURE: Sole Proprietorship dba- Under which I conduct my financial services business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2021 ADDRESS: 2629 Townsgate Road, Suite 245, Westlake Village, CA 91361, Westlake Village CA 91361, United States DESCRIPTION: Provide financial planning and investment advisory, and registered representative services to individuals, businesses, and non-profits. 3. INSURANCE POSITION: Sole Proprietor NATURE: Life, Health, Disability and Fixed Annuity Insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1990 ADDRESS: 2629 Townsgate Road, Suite 245, Westlake Village, CA 91361, Westlake Village CA 91361, United States DESCRIPTION: Maintain licenses, sell insurance products to clients that need them, evaluate client's existing policies, complete paperwork.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-05
• S63 Uniform Securities Agent State Law Examination
  1991-07-23

Designations

• Certified Financial Planner

Other Names

• Jim Losey