Marc James Salem

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Harris Investor Services, Inc
  Phoenix, AZ
• 03/2021 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2011-06-17 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Phoenix, AZ
  Phoenix, AZ
  Peoria, AZ
  Glendale, AZ
  Scottsdale, AZ
  Chicago, IL
• 2007-12-07 → 2011-05-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gilbert, AZ
  Gilbert, AZ

Other Businesses

1)03/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - Scottsdale, AZ 85258 2)02/2001 - Act in a Fiduciary Capacity - JIM AND PHYLLIS SALEM TRUST - 3Hrs/Mo 0Hrs/Mo During Trading - Investment Related - Scottsdale, AZ 85258

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-21
• S63 Uniform Securities Agent State Law Examination
  1991-07-29

Other Names

• Marc Salem