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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-29
TX RA APPROVED_RES 2006-10-03
NJ RA APPROVED 2002-07-30
  • FL RA
    APPROVED
    Since 2025-09-29
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • NJ RA
    APPROVED
    Since 2002-07-30

Branch Locations

Tequesta, FL • United States

525 Route 73 N Ste 303, Marlton, NJ 08053 • United States

Beach Haven, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Medford NJ 09/2005 03/2020
Ameriprise Financial Service, Llc Marlton NJ 07/1992 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Medford, NJ
  • 07/1992 → Present
    Ameriprise Financial Service, Llc
    Marlton, NJ
Other Businesses

Independent Insurance Brokering; Blue Cross Blue Shield, Geo Blue; 10/25/2021; Health. Business Ownership; HWA Courtesy Limo, LLC; partner, manage limo use; Limo is owned by the LLC for liability purposes. This is not a business to make money.; 525 Rt 73, , Marlton, NJ, 08053; Not Investment-Related; 07/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / H., H., & W, L.L.C.; Co-owner; employs staff for financial planning business; 525 Rt 73 Suite 303, , Marlton, NJ, 08053; Not Investment-Related; 08/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Boys and Girls Club of Camden County; Board of Trustees Member; 2 S. Dudley St, , Camden, NJ, 08105; Investment-Related; 07/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours / Friends of the PA Delta SAE Fraternity; Treasurer; 35 Harper Ln, , North Wales, PA, 19454; Not Investment-Related; 06/23/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-05
  • S63 Uniform Securities Agent State Law Examination
    1991-09-05
Designations

View on SEC IAPD

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