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Allan Richard Kessler

LPl Enterprise, LLC

Miami, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
FL RA APPROVED 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-29
  • FL RA
    APPROVED
    Since 2025-04-01

Branch Locations

800 Nw 62Nd Ave Ste 120, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase And Co. New York NY 03/2008 08/2024
Unemployed Miami FL 08/2024 02/2025
Lpl Enterprise Miami FL 03/2025 Present
  • 03/2008 → 08/2024
    Jpmorgan Chase And Co.
    New York, NY
  • 08/2024 → 02/2025
    Unemployed
    Miami, FL
  • 03/2025 → Present
    Lpl Enterprise
    Miami, FL
Other Businesses

1. 02/26/2025 - Palm Crossways Consulting LLC - Other - INV REL - Miami, FL., 33129 - Start Date 12/06/2024 - 20 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-31
  • S66 Uniform Combined State Law Examination
    2025-03-31

View on SEC IAPD

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