Allan Richard Kessler

LPl Enterprise, LLC

CRD 2148340

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-29
FL	RA	APPROVED	2025-04-01

TX RA
APPROVED

Since 2025-04-29
FL RA
APPROVED

Since 2025-04-01

Branch Locations

800 Nw 62Nd Ave Ste 120, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase And Co.	New York	NY	03/2008	08/2024
Unemployed	Miami	FL	08/2024	02/2025
Lpl Enterprise	Miami	FL	03/2025	Present

03/2008 → 08/2024

Jpmorgan Chase And Co.

New York, NY
08/2024 → 02/2025

Unemployed

Miami, FL
03/2025 → Present

Lpl Enterprise

Miami, FL

Other Businesses

1. 02/26/2025 - Palm Crossways Consulting LLC - Other - INV REL - Miami, FL., 33129 - Start Date 12/06/2024 - 20 HRS/MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-31

S66 Uniform Combined State Law Examination

2025-03-31

View on SEC IAPD

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