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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-09 |
| PA | RA | APPROVED | 2019-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | York | PA | 03/2009 | 08/2019 |
| Santander Securities, Llc | Guaynabo | PR | 09/2012 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | York | PA | 08/2019 | Present |
| Bank Of America N.A. | York | PA | 09/2019 | Present |
I*430852, Entity Type: Entity For Profit, Name of OBA: Security Insurance and Investing, Inc, Address: New Cumberland, Pennsylvania 17070, Investment Related: Y, Position, Title, Association: Officer,Committee, Employee Start Date: 07/06/2004, No Hours: 0, No Hours during trading: 0, Duties: To provide insurance and investment to prospects. I was licensed with Woodmen financial and the O.N. Equity sales company over the time this company operated. I have not work in any capacity with the company since June of 2006. I*430854, Entity Type: Entity For Profit, Name of OBA: Complete Building Solutions, Inc, Address: Camp Hill, Pennsylvania 17011, Investment Related: N, Position, Title, Association: Officer, Committee, Employee Start Date: 07/26/2005, No Hours: 0, No Hours during trading: 0, Duties: No longer an on going business since 2007. Company was a single family home building company that purchased one building lot and was the contractor for on residential build. I*430850, Entity Type: Entity For Profit, Name of OBA: TW's Carpet Maintenance, Inc, Address: Mechaincsburg, Pennsylvania 17055, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 02/28/1994, No Hours: 0, No Hours during trading: 0, Duties: I was the owner of this business that cleaned carpets for United Artist movie theaters. I have not operated the business in any capacity since 1996.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-15 |
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