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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-22 |
| NJ | RA | APPROVED | 2019-02-15 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 07/2011 | 03/2018 |
| Wells Fargo Clearing Services Llc | Short Hills | NJ | 05/2018 | Present |
RYLANN INN, NOT INVT RELATED, WHITEHOUSE, NJ, HOSTESS, START DATE 11/1/2019, 20 HRS PER MONTH, 0 HRS DURING TRADING, GREET PEOPLE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-02 |
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