Christopher Wilson Pfeifle

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → Present
  Rbc Capital Markets, Llc
  Indianapolis, IN
• 03/2019 → 01/2025
  City National Bank
  Indianapolis, IN

Previous Registrations

• 2013-02-13 → 2013-12-10
  Raymond James & Associates, Inc.
  Indianapolis, IN
  Indianapolis, IN
• 2006-11-03 → 2013-02-13
  Morgan Keegan & Company, Llc
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2005-03-10 → 2006-11-17
  Fifth Third Securities, Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

NAME OF ENTITY: CG Links Golf ADDRESS: 2717 S Morgantown Rd, Greenwood, IN 46143 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Booster Club for Boys and Girls Golf CAPACITY: Treasurer, Other START DATE: 8/17/2021 DUTIES: Advisory board to help with annual fundraiser (golf outing) and use of funds to best support the golf teams. Approx 1 hour per month. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-19
• S63 Uniform Securities Agent State Law Examination
  1995-10-27

Other Names

• Chris Pfeifle