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Anne M Mclister

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-31
TX RA APPROVED_RES 2023-05-29
  • CT RA
    APPROVED
    Since 2023-05-31
  • TX RA
    APPROVED_RES
    Since 2023-05-29

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly MA 10/1994 05/2023
Morgan Stanley Smith Barney Llc Boston MA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-27
S63 Uniform Securities Agent State Law Examination 1993-01-22
  • S66 Uniform Combined State Law Examination
    2015-07-27
  • S63 Uniform Securities Agent State Law Examination
    1993-01-22
Other Names
  • Anne Marie Mclister
  • Annemarie Mclister
  • Annemarie Mclister
  • Annemarie Smith
  • Anne Smith
  • Anne Mclister

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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