Kenneth S Alter

Current Employers

Employment History

• 08/2015 → Present
  Stifel Nicolaus & Co Inc
  Los Angeles, CA

Previous Registrations

• 2009-06-01 → 2015-08-03
  Morgan Stanley
  Beverly Hills, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Sherman Oaks, CA
  Beverly Hills, CA
  Sherman Oak, CA

Other Businesses

1. Ken & Cassi Alter/ Sunset Speech LLC; 2834-36 Sunset Blvd. Los Angeles CA 90026; Commercial real estate purchase to primarily house my wife's speech therapy business; 100% co-Owner of real estate with spouse; Commercial real estate rental property; affiliation started 04/08/2016; 0 hours per day; not during securities trading hours; not investment related. 2. Personal Rental Property (Ken Alter); Oxnard CA 93035; Personal vacation home and rental property; Owner; Property Owner (probably mostly for vacation use, but may hire rental agency to handle management); 10/30/2017; 4.0 hours per Month; Not during Securities Trading Hours; Not Investment-Related 3. Rental property;1328 S. Hudson Ave Los Angeles CA 90019;owner;9/5/19;0 hr/day;not during securities trading hours; investment related. 4. Rental property & Vineyard Estate; 1785 Wellsona Rd, Paso Robles, CA 93446; Vacation rental property with vineyard which will be leased out. Half-owner; Mortgage financing and overseer of vacation management rental agency; 10/13/2020; 2 Hours per Week; Not During Securities Trading Hours; Investment-Related. 5. 418 S Citrus Ave, Los Angeles, CA 90036; Home for child with a rental ADU in backyard; 50% Owner of property; Payment of mortgage and receiver of rental income; 12/02/2020; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 6. Alter Family Holdings LLC; 117 N HIGHLAND AVE LOS ANGELES CA 90036; LLC is a family holding investment company to house our prior limited partnership LLCs for tax purposes; Manager; Financial investment decisions; 02/11/2021; 1.00hr/week; Not During Securities Trading Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-07-09