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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
IL RA APPROVED 2022-12-12
WI RA APPROVED 2022-12-09
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • IL RA
    APPROVED
    Since 2022-12-12
  • WI RA
    APPROVED
    Since 2022-12-09

Branch Locations

909 N 8Th St. Suite 115, Sheboygan, WI 53081 • United States

480 Center St. Suite 201, Grayslake, IL 60030 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Boston MA 10/2000 12/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella & Co., Inc. Malden MA 03/2003 06/2023
  • 10/2000 → 12/2022
    Cantella & Co., Inc.
    Boston, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2003 → 06/2023
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2003-05-28 → 2023-06-01
    Cantella & Co., Inc.
    Sheboygan, WI
    Grayslake, IL
    Chicago, IL
    Malden, MA
Other Businesses

1. CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading 2. MUSSAY FINANCIAL GROUP, LTD., 480 Center St., Ste. 201, Grayslake IL 60030, United States, 12/01/1999, DBA Name, Owner/Partner of a Business Entity, NIR, 40 HO/MO - 40 HR/MO Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-20
S63 Uniform Securities Agent State Law Examination 1991-10-10
  • S65 Uniform Investment Adviser Law Examination
    1998-08-20
  • S63 Uniform Securities Agent State Law Examination
    1991-10-10

View on SEC IAPD

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