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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| IL | RA | APPROVED | 2022-12-12 |
| WI | RA | APPROVED | 2022-12-09 |
Branch Locations
909 N 8Th St. Suite 115, Sheboygan, WI 53081 • United States
480 Center St. Suite 201, Grayslake, IL 60030 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Boston | MA | 10/2000 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 03/2003 | 06/2023 |
1. CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV-REL, 160 HO/MO - 120 HR/MO Trading 2. MUSSAY FINANCIAL GROUP, LTD., 480 Center St., Ste. 201, Grayslake IL 60030, United States, 12/01/1999, DBA Name, Owner/Partner of a Business Entity, NIR, 40 HO/MO - 40 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-10 |
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