Howard Robert Asch

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-02-20
CO	RA	APPROVED	2024-11-13
NC	RA	APPROVED	2024-09-30
UT	RA	APPROVED	2024-07-03
LA	RA	APPROVED	2024-06-12
MA	RA	APPROVED	2024-03-05
TX	RA	APPROVED_RES	2024-02-16
NH	RA	APPROVED	2024-01-23
FL	RA	APPROVED	2023-06-08
NY	RA	APPROVED	2021-04-26
MD	RA	APPROVED	2020-01-17
WI	RA	APPROVED	2017-02-10
NJ	RA	APPROVED	2016-08-17
PA	RA	APPROVED	2016-07-28
CA	RA	APPROVED	2016-07-27

CT RA
APPROVED

Since 2025-02-20
CO RA
APPROVED

Since 2024-11-13
NC RA
APPROVED

Since 2024-09-30
UT RA
APPROVED

Since 2024-07-03
LA RA
APPROVED

Since 2024-06-12
MA RA
APPROVED

Since 2024-03-05
TX RA
APPROVED_RES

Since 2024-02-16
NH RA
APPROVED

Since 2024-01-23
FL RA
APPROVED

Since 2023-06-08
NY RA
APPROVED

Since 2021-04-26
MD RA
APPROVED

Since 2020-01-17
WI RA
APPROVED

Since 2017-02-10
NJ RA
APPROVED

Since 2016-08-17
PA RA
APPROVED

Since 2016-07-28
CA RA
APPROVED

Since 2016-07-27

Branch Locations

380 N. Broadway Suite 206, Jericho, NY 11753 • United States

Queen Creek , AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	New York	NY	07/2003	Present

07/2003 → Present

Osaic Wealth, Inc.

New York, NY

Other Businesses

1) NEW YORK FINANCIAL PARTNERS INC POSITION: Partner NATURE: Its DBA to market my financial services and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/03/2003 ADDRESS: 380 N Broadway Suite 206, Jericho NY 11753, United States DESCRIPTION: Selling Life insurance to statisfy clients needs 2) HRA ASSOCIATES INC POSITION: owner NATURE: Its a S corp that is used to handle my personal business expenses INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/08/2003 ADDRESS: 380 N Broadway Suite 206, jericho NY 11753, United States DESCRIPTION: handling expenses 3) NEW YORK FINANCIAL PARTNERS INC POSITION: Partner NATURE: Its DBA to market my financial services and insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/03/2003 ADDRESS: 380 N Broadway Suite 206, Jericho NY 11753, United States DESCRIPTION: Selling Life insurance to statisfy clients needs

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-11-05
S63	Uniform Securities Agent State Law Examination	1991-06-24

S65 Uniform Investment Adviser Law Examination

2004-11-05
S63 Uniform Securities Agent State Law Examination

1991-06-24

Other Names

Howard R Asch

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews