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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-05-08 |
| TX | RA | APPROVED_RES | 2016-08-17 |
| SC | RA | APPROVED | 2012-07-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Greenville | SC | 06/2012 | Present |
1. 5/27/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOUTH STATE INVESTMENT SERVICES - START DATE 06/30/2014 - GREENVILLE, SC - INVESTMENT RELATED - 160 HOURS PER MONTH/130 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-06 |
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