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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Cetera Advisors Llc | CO | 05/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.PINNACLE DIVORCE FINANCIAL ANALYSIS, NOT INVESTMENT RELATED, 8558 HWY 23, BELLE CHASSE, LA 70037, DIVORCE SETTLEMENT ANALYSIS, START JANUARY 2013, 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, CDFA - CHARTERED DIVORCE FINANCIAL ANALYST, HELP ATTORNEYS SETTLE DIVORCE CASES BY EVALUATING SETTLEMENT OPTIONS. 2.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START MAY 2014, LESS THAN 1 HR. PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY ANNUITIES & LONG-TERM CARE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-23 |
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