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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-30
CO RA APPROVED 2015-10-07
TX RA APPROVED_RES 2007-02-28
MO RA APPROVED 2007-02-23
  • CA RA
    APPROVED
    Since 2026-04-30
  • CO RA
    APPROVED
    Since 2015-10-07
  • TX RA
    APPROVED_RES
    Since 2007-02-28
  • MO RA
    APPROVED
    Since 2007-02-23

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Edwards, CO • United States

Cardiff, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Ladue MO 02/2007 Present
Bank Of America, Na Ladue MO 04/2010 Present
  • 02/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Ladue, MO
  • 04/2010 → Present
    Bank Of America, Na
    Ladue, MO
Previous Registrations
Other Businesses

I*470601 For profit or not for profit: Entity Governmental Name of outside business organization: Arrowhead Metro District Investment related: N Address of business: Edwards, Colorado, 81632, United States Nature of business: ["Governmental Organization"] Position, title, association: ["Board Member"], Start date of relationship: 2/24/2021 Number of hours devoted: 60 hour(s) Yearly Number of hours devoted during trading hours: 12 Duties: , Road improvement and maintenance in neighborhood. Represent neighbors in making decisions on roads. I*132347 For profit or not for profit: For-Profit Organization Name of outside business organization: Craft Ventures LLC Investment related: N Address of business: Edwards, Colorado 81632 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 8/16/2020 Number of hours devoted: 8 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Craft Ventures is run by Chef. We are looking to become up to 40% owner with him. Current restaurant is Craftsman in Edwards, Colorado. I*2150257, Entity Type: , Name of OBA: J D H Revocable Trust Dated April 17, 2007, Address: Edwards, CO, 81632, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 17-Apr-2007, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-01
S63 Uniform Securities Agent State Law Examination 1992-03-09
  • S65 Uniform Investment Adviser Law Examination
    1996-11-01
  • S63 Uniform Securities Agent State Law Examination
    1992-03-09
Other Names
  • Michelle Diane Camp

View on SEC IAPD

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