John Joseph Padgett

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-01-24

NJ RA
APPROVED

Since 2019-01-24

Branch Locations

3301 Route 66 Building B, 2Nd Floor, Suite 216, Neptune, NJ 07753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corporation	Manasquan	NJ	11/2008	07/2022
National Asset Management	Neptune	NJ	01/2019	07/2022
B. Riley Wealth Management	Neptune	NJ	07/2022	Present
B. Riley Wealth Advisors, Inc.	Memphis	TN	07/2022	Present

11/2008 → 07/2022

National Securities Corporation

Manasquan, NJ
01/2019 → 07/2022

National Asset Management

Neptune, NJ
07/2022 → Present

B. Riley Wealth Management

Neptune, NJ
07/2022 → Present

B. Riley Wealth Advisors, Inc.

Memphis, TN

Previous Registrations

2006-10-03 → 2008-11-18

First Montauk Securities Corp.

Manasquan, NJ

Manasquan, NJ

Manasquan, NJ

Red Bank, NJ

Other Businesses

1) B. RILEY WEALTH INSURANCE FIXED ANNUITIES; INVESTMENT RELATED; MANASQUAN, NJ; INSURANCE; LICENSED INSURANCE AGENT; MAY 2011; 5 HOURS A MONTH / ZERO DURING TRADING HOURS; SALES...2) MERITAGE GROUP LLC, NON INVESTMENT RELATED,2520 HIGHWAY 35,SUITE 103, MANASQUAN, NJ 08736,RECORD KEEPING FOR IRS ONLY,OWNER/SINGLE ENTITY LLC, START DATE:06/2002, ZERO HOURS DEVOTED TO OBI,RECORD KEEPING FOR IRS ONLY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-14
S63	Uniform Securities Agent State Law Examination	1991-08-05

S65 Uniform Investment Adviser Law Examination

2018-05-14
S63 Uniform Securities Agent State Law Examination

1991-08-05

Other Names

John Josesph Padgett
John J Padgett

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