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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1991-01-01 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
4400 Post Oak Parkway 9Th Floor, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Georgia | Athens | GA | 09/1986 | Present |
| Painewebber, Inc. | Houston | TX | 01/1991 | Present |
| Ubs Financial Services Inc. | Houston | TX | 02/1991 | Present |
1)COASTAL CONSERVATION ASSOCIATION S.T.A.R. / PROMOTE FISHING TOURNAMENT TO RAISE SCHOLARSHIPS FOR CHILDREN AND AWARENESS OF CCA /START DATE 04/01/2008 / 2 HRS PER MONTH. 2)UNITED STATES GULL CORP. /COMPUTER CONSULTING 3)YARDBIRD HUNTING CLUB / PRIVATE CLUB /START DATE 08/31/2008 / 2 HRS PER MONTH. 4) ROMCC Sponsorship Comittee / 1600 river oaks blvd houston,texas 77019 / Association (i.e., Trade or Industry, Sport...)/ Sport & Leisure Facilities / tennis tournament / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / help to organize the tournament / Start Date 04/08/2017/ End Date 04/16/2017/ 42841 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-20 |
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