Leonard Ludovico

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 05/2025
  Sorrento Pacific Financial Llc
  San Diego, CA
• 12/2018 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2018-12-07 → 2025-05-15
  Cuso Financial Services, L.P.
  Wall Township, NJ
  San Diego, CA
• 2014-06-25 → 2025-05-15
  Sorrento Pacific Financial, Llc
  Toms River, NJ
  Villas, NJ
  Mantua, NJ
  Hammonton, NJ
  Linwood, NJ
  Cape May Court House, NJ
  Millville, NJ
  Galloway, NJ
  Vineland, NJ
  Atlantic City, NJ
  Egg Harbor Township, NJ
  Rio Grande, NJ
  Egg Harbor Township, NJ
  Vineland, NJ
  Marmora, NJ
  Margate, NJ
  Cape May, NJ
  Upper Deerfield Township, NJ
  Bridgeton, NJ
  Ocean City, NJ
  Wildwood, NJ
  Linwood, NJ
  Sewell, NJ
  San Diego, CA
  Wall Township, NJ
• 2013-02-26 → 2014-06-20
  Pnc Wealth Management Llc
  Cherry Hill, NJ
  Ocean City, NJ

Exams

• S66 Uniform Combined State Law Examination
  2013-02-25
• S63 Uniform Securities Agent State Law Examination
  1993-09-13