Drew Michael Keenan

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-09-03

FL RA
APPROVED

Since 2013-09-03

Branch Locations

4221 West Boy Scout Blvd. Ste 750, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Tampa	FL	08/2013	Present

08/2013 → Present

Oppenheimer & Co. Inc.

Tampa, FL

Previous Registrations

2009-10-05 → 2013-09-04

Ameriprise Financial Services, Llc

Clearwater, FL

Tampa, FL

Tampa, FL

Sarasota, FL
2004-06-25 → 2009-10-05

Ameriprise Advisor Services, Inc.

Tampa, FL

Seffner, FL

Tampa, FL
1996-01-26 → 2004-06-15

A. G. Edwards & Sons, Inc.

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-25
S63	Uniform Securities Agent State Law Examination	1991-07-30

S65 Uniform Investment Adviser Law Examination

2006-01-25
S63 Uniform Securities Agent State Law Examination

1991-07-30

Designations

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews