Stephen Lynn Garrett

Current Employers

Employment History

• 09/2005 → 01/2024
  Ameriprise Financial Services, Inc.
  Birmingham, AL
• 01/2024 → Present
  Summit Financial Dba Garrett, Perkins & Horton Advisory Partners
  Parsippany, NJ
• 01/2024 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 1991-06-18 → 2024-01-16
  Ameriprise Financial Services, Llc
  Birmingham, AL
  Gadsden, AL
  Gadsden, AL

Other Businesses

1) University of Southern Mississippi Alumni Foundation. Investment Related. Board of Directors. July 2013. 1-9 hours per month; 0 during trading hours. Vote on Recommendations proposed by the investment advisor, SEI. 2) Bassett Hound Rescue of AL. Not Investment Related. Treasurer Emeritus. PO BOX 2803 Muscle Shoals, AL 35662. May 2014. 1-9 hours per month. 0 during trading hours. Consulting and helping with bookkeeping. 3) Garrett Professional Building LLC. Not Investment Related. 5120 Selkirk Dr Birmingham, AL 35242. Real Estate. Owner. June 2016. 1-9 hours per month. 0 during trading hours. Collect rent for building that we occupy. 4) Fixed Insurance. Investment Related. Fixed / Traditional Insurance. 5120 Selkirk Dr., Suite 200 Birmingham, AL 35242. Agent. 07/2023. Hrs/month 4 all during trading hour. Hrs/month 4 all during trading hours. Sales of Fixed / Traditional insurance products. 5.) PKS Financial. Investment Related. 80 State St Albany NY 12207. Fixed/Traditional Insurance. Agent. 01/04/2024. 4 hrs/mo. 4 hrs/mo. Sales of Fixed / Traditional insurance products. 6) Summit Financial DBA Garrett, Perkins, & Horton Advisory Partners. Investment Related. At registered location. RIA. IAR. 12/8/2023. Hrs/month 100 with 80 during trading hours. Meeting with clients, recommending buys and sells, investment research.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-05-21

Other Names

• Steve Garrett
• Steve Garrett Sr
• Stephen Lynn Garrett