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Current Employers
Retirement Income Strategies Inc.

4500 Pga Boulevard Suite 201, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-31
  • FL RA
    APPROVED
    Since 2022-08-31

Branch Locations

4500 Pga Boulevard Suite 201, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Palm Beach Gardens FL 06/2002 10/2019
Sure Foundations International, Inc. Palm Beach Gardens FL 02/2013 Present
Kovack Securities, Inc. Fort Lauderdale FL 10/2019 08/2022
Kovack Advisors, Inc. Fort Lauderdale FL 10/2019 08/2022
Voya Financial Advisors, Inc. Palm Beach Gardens FL 09/2007 10/2019
Retirement Income Strategies Inc. Palm Beach Gardens FL 08/2022 Present
Previous Registrations
Other Businesses

1) SURE FOUNDATIONS INTERNATIONAL, INC. - 4500 PGA BOULEVARD, SUITE 201, PALM BEACH GARDENS, FL 33418; PRESIDENT/INSURANCE AGENT SINCE 02/2013; FIXED INSURANCE COMMISSION ONLY; INVESTMENT RELATED ACTIVITY; 10% OF TIME SPENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-11
S65 Uniform Investment Adviser Law Examination 2007-07-16
  • S63 Uniform Securities Agent State Law Examination
    2008-04-11
  • S65 Uniform Investment Adviser Law Examination
    2007-07-16

View on SEC IAPD

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