Christopher Paul Cappello

Employer firm

New England Retirement Consultants, LLC CRD 141573

$2.11B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → Present
  Massachusetts Mutual Life Ins. Co
  Springfield, MA
• 11/1995 → Present
  Mml Investors Services, Inc.
  Springfield, MA
• 02/2014 → Present
  New England Retirement Consultants
  Northampton, MA
• 01/2009 → Present
  Self Employed
  Northampton, MA

Other Businesses

Ridge Retirement Consultants, LLC is a financial advisory firm headquartered in New York, NY 108 West 39th Street, Suite 305, New York, NY 10018 Retirement Plan advisory and consulting. I am a contractor. I conduct RFP's for the firm on a part time basis, beginning in 2022. I work approximately 5-10 hours/month in this capacity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-13
• S63 Uniform Securities Agent State Law Examination
  2003-09-29