Joel David Rizzo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → 10/2018
  Wells Fargo Bank
  San Francisco/Berkeley, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Berkeley, CA
• 11/2016 → 10/2018
  Wells Fargo Clearing Services, Llc
  Berkeley, CA
• 10/2018 → Present
  Bank Of America N.A.
  San Francisco, CA
• 10/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Previous Registrations

• 2011-01-03 → 2018-10-09
  Wells Fargo Clearing Services, Llc
  Berkeley, CA
  Walnut Creek, CA
  Walnut Creek, CA
  San Francisco, CA
  San Francisco, CA
• 2004-10-29 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
  Berkeley, CA
  San Francisco, CA
• 2003-01-07 → 2003-11-07
  Mony Securities Corporation
  San Francisco, CA
• 2002-10-17 → 2002-11-08
  Choreo, Llc
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-17
• S63 Uniform Securities Agent State Law Examination
  1992-04-15

Other Names

• Joel Dave Rizzo
• Joel Rizzo
• Joel David Rizzo