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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-09 |
| NJ | RA | APPROVED | 2023-08-09 |
| TX | RA | APPROVED | 2023-08-08 |
Branch Locations
5 Marine View Plaza Suite 222, Hoboken, NJ 07030 • United States
501 East Las Olas Blvd, Ste 200& 300, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 05/2008 | Present |
| Bank Of America, N.A. | Bridgewater | NJ | 12/2009 | Present |
| Lpl Financial Llc | Fort Lauderdale | FL | 07/2023 | Present |
1) 07/11/2023 - Relucio & Associates - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 140 Hours per month. 2) 06/21/2023 - VMAY, LLC - Real Estate Rental - owner - NJ 08751, NJ 07202 & NJ 08753 - Investment related - 5 Hours per month - Start date: 01/02/2023. 3) 06/21/2023 - Breakaway Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 06/21/2023 - Rental Properties - Real Estate Rental - owner - NJ 08751, NJ 07202 & NJ 08753 - Investment related - 20 Hours per month - Start date: 6/27/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-02 |
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