Robert Arthur Massa

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 12/2017
  Ascende Wealth Advisers, Inc.
  Houston, TX
• 05/2010 → 12/2017
  Employee Benefit Solutions, Inc.
  Houston, TX
• 12/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2011-01-31 → 2017-12-19
  Ascende Wealth Advisers, Inc.
  Houston, TX
• 2003-01-29 → 2010-12-09
  Bok Financial Asset Management, Inc.
  Houston, TX

Other Businesses

1) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 2) RENTAL PROPERTY. NON INVESTMENT-RELATED. 710 CITY PARK AVE APT C320, FORT COLLINS, CO 80521. APARTMENT RENTAL.OWNER. 03/25/2023. 0 HOURS/ PER MONTH, 0 HOURS DURING TRADING. MY WIFE AND I OWN THE APARTMENT AND BY LAW ARE THE "LESSORS" TO THE RENTAL AGREEMENT. WE HAVE A PROPERTY MANAGER THAT WE WORK THROUGH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-15
• S63 Uniform Securities Agent State Law Examination
  1992-08-13

Designations

• Chartered Financial Consultant