Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-12-03 |
| TX | RA | APPROVED | 2015-02-24 |
| CT | RA | APPROVED | 2009-12-07 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
900 Elm St, Manchester, NH 03101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 11/2009 | Present |
I*1838290, Entity Type: , Name of OBA: Labrador Retriever Club of Greater Boston , Address: Danvers, Massachusetts, 01923, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 06/13/2024, No Hours: 15 Yearly, No Hours during Trading: 0 Yearly, Duties: Community of Labrador Retriever enthusiasts who train & show and hosts events throughout the year for performance, conformation, and companion fancies. Board member and potentially Education Committee Chair who would host quarterly education topics in the evening or on a weekend day for members on relevant topics such as allergies, cruciates, nutrition, reproduction.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-11 |
Reach out to this advisor