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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-11 |
| TX | RA | APPROVED | 2025-02-11 |
Branch Locations
3700 South Blvd., Ste. 400, Charlotte, NC 28209-2394 • United States
1835 W W T Harris Blvd, Charlotte, NC 28262-8528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 05/2022 |
| Principal Life Insurance Company | Charlotte | NC | 05/2022 | 12/2024 |
| Principal Securities Inc | Charlotte | NC | 06/2022 | 12/2024 |
| Principal Advised Services | Charlotte | NC | 06/2024 | 12/2024 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 02/2025 | Present |
| Time Off | Charlotte | NC | 01/2025 | 02/2025 |
Outside Employment; Skyla Federal Credit Union; Financial Advisor - Same responsibilities as my Ameriprise role; Manage advisory business; 1835 W WT Harris Blvd, , Charlotte, NC, 28262; Investment-Related; 02/13/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 2000-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-11 |
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