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900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-04-11 |
Branch Locations
3815 River Crossing Parkway, Suite 100, Indianapolis, IN 46240 • United States
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2013 | 04/2025 |
| Advisory Services Network, Llc | Atlanta | GA | 04/2025 | Present |
1) Insurance Agent: sale and service of annuities, life and health insurance. Licensed agent since 06/2013. Time spent: 5 hours per month, 1 hour during trading. Investment related activity. 2) Heartland Film Inc - Chairman of the Board, Indianapolis, IN. Start date: 3/1/2018. Hours per month: 20, Hours during trading: 0. Board Member, Chair of the Board, No responsibilities for funds of organization, Investment policy statement, No responsibilities for investments, No financial statement preparation. 3) Rossman Holdings, Inc: CEO, owner since 04/11/2025; service company/holding company for commission based insurance business. Time spent: 10 hours/month, 2 hours/month during trading hours; investment related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-09 |
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