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Current Employers
Worth Asset Management

17855 Dallas Parkway Suite 150, Dallas, TX 75287 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-02
  • TX RA
    APPROVED
    Since 2014-01-02

Branch Locations

17855 Dallas Parkway Suite 150, Dallas, TX 75287 • United States

417 W Main St, Waxahachie, TX 75165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Hale Law Firm, P.C. Waxahachie TX 08/2006 Present
Hale Brokerage, Llc Waxahachie TX 02/2009 Present
Worth Asset Management Dallas TX 01/2014 Present
  • 08/2006 → Present
    The Hale Law Firm, P.C.
    Waxahachie, TX
  • 02/2009 → Present
    Hale Brokerage, Llc
    Waxahachie, TX
  • 01/2014 → Present
    Dallas, TX
Previous Registrations
  • 2012-10-16 → 2013-12-31
    Waxahachie, TX
    Dallas, TX
  • 2005-11-18 → 2006-01-18
    Morgan Stanley Dw Inc.
    Lubbock, TX
    Lubbock, TX
Other Businesses

HALE REAL ESTATE, LLC NON-INVESTMENT RELATED 3511 WIMBLEDON WAY MIDLOTHIAN TX 76065 COMMERCIAL REAL ESTATE - RENTALS POSITION: MANAGER START DATE: 01/06/2012 HOURS/MONTH: 10 DUTIES: RENT OFFICE BUILDINGS THE HALE LAW FIRM, P.C. NON-INVESTMENT RELATED 417 W. MAIN ST WAXAHACHIE TX 75165 LAW PRACTICE POSITION: OWNER / ATTORNEY START DATE: 08/26/2006 HOURS/MONTH: 140 DUTIES: MANAGING LAW FIRM, PRACTICING ATTORNEY LORD WEALTH ADVISORS, LP NON-INVESTMENT RELATED 3511 WIMBLEDON WAY MIDLOTHIAN TX 76065 INSURANCE AGENCY POSITION: GENERAL PARTNER / AGENT START DATE: 08/22/2012 HOURS/MONTH: 10 DUTIES: COMMISSION SALES OF TRADITIONAL INSURANCE AND FIXED ANNUITIES, GENERAL PARTNER RRR PROPERTIES, LLC NON-INVESTMENT RELATED 417 W. MAIN ST WAXAHACHIE TX 75165 RESIDENTIAL RENTAL PROPERTIES POSITION: VICE PRESIDENT, MEMBER MANAGER START DATE: 10/16/2007 HOURS/MONTH: LESS THAN 10 DUTIES: OWNERSHIP INTEREST ONLY HALE BROKERAGE, LLC NON-INVESTMENT RELATED 417 W MAIN ST WAXAHACHIE TX 75165 REAL ESTATE BROKERAGE POSITION: ATTORNEY & PART TIME EMPLOYEE START DATE: 02/11/2009 HOURS/MONTH: 10 DUTIES: PROVIDE LEAGL ADVICE SAINT FRANCIS IRRIVOCABLE TRUST NON-INVESTMENT RELATED 3511 WIMBLEDON WAY MIDLOTHIAN TX 76065 POSITION: TRUSTEE / BENEFICIARY START DATE: 01/05/2012 HOURS/MONTH: LESS THAN 10 DUTIES: PASSIVE INCOME FROM TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-15
S66 Uniform Combined State Law Examination 2005-10-14
  • S65 Uniform Investment Adviser Law Examination
    2012-10-15
  • S66 Uniform Combined State Law Examination
    2005-10-14

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