Michael Eugene Palazzo

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 06/2017
  Capital One Investing, Llc
  Bethesda, MD
• 01/2015 → 06/2017
  Capital One Advisors, Llc
  Bethesda, MD
• 05/2017 → Present
  Wells Fargo Clearing Services Llc
  Bethesda, MD

Previous Registrations

• 2015-01-28 → 2017-06-08
  Capital One Advisors, Llc
  Bethesda, MD
  Mclean, VA
• 2014-12-15 → 2015-01-28
  Capital One Financial Advisors Llc
  Bethesda, MD
  Melville, NY
• 2004-03-05 → 2014-12-22
  Ubs Financial Services Inc.
  Bethesda, MD
  Weehawken, NJ
  Rockville, MD
  Bethesda, MD
  Rockville, MD
• 1999-07-01 → 2004-03-08
  Wells Fargo Clearing Services, Llc
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-06
• S63 Uniform Securities Agent State Law Examination
  1991-08-01