Kevin P Fay

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-06-24

NJ RA
APPROVED

Since 2020-06-24

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Saddle Brook	NJ	07/2008	06/2020
Wells Fargo Clearing Services,Llc	Paramus	NJ	06/2020	Present

07/2008 → 06/2020

Oppenheimer & Co. Inc.

Saddle Brook, NJ
06/2020 → Present

Wells Fargo Clearing Services,Llc

Paramus, NJ

Previous Registrations

2008-08-01 → 2020-07-08

Oppenheimer & Co. Inc.

New York, NY

Saddle Brook, NJ
2007-04-02 → 2008-07-17

Morgan Stanley & Co. Llc

Fairfield, NJ
2008-06-23 → 2008-06-26

Citigroup Global Markets Inc.

Paramus, NJ
2002-06-13 → 2007-04-02

Morgan Stanley Dw Inc.

Fairfield, NJ

Ridgewood, NJ

Rockaway, NJ

Other Businesses

TRUSTEE FOR MOTHER'S TRUST, INV RELATED, BERGENFIELD, NJ, START: 10/11/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-26
S63	Uniform Securities Agent State Law Examination	1991-07-19

S65 Uniform Investment Adviser Law Examination

1996-11-26
S63 Uniform Securities Agent State Law Examination

1991-07-19

Other Names

Kevin P Fay
Kevin Patrick Fay

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews