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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-23
TX RA APPROVED_RES 2026-07-20
  • LA RA
    APPROVED
    Since 2026-07-23
  • TX RA
    APPROVED_RES
    Since 2026-07-20

Branch Locations

1667 Lelia Drive, Jackson, MS 39216 • United States

Covington, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Mandeville LA 03/2013 08/2021
Coker & Palmer New Orleans LA 08/2021 07/2026
Moors Cabot Inc New Orleans LA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-28
S63 Uniform Securities Agent State Law Examination 1992-07-31
  • S65 Uniform Investment Adviser Law Examination
    1993-09-28
  • S63 Uniform Securities Agent State Law Examination
    1992-07-31
Other Names
  • Claire Cofer Richmond
  • Claire Friedrichs Taylor

View on SEC IAPD

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