Claire Cofer Friedrichs

Employer firm

Moors & Cabot, Inc. CRD 594

$3.44B regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2026-07-23
TX	RA	APPROVED_RES	2026-07-20

LA RA
APPROVED

Since 2026-07-23
TX RA
APPROVED_RES

Since 2026-07-20

Branch Locations

1667 Lelia Drive, Jackson, MS 39216 • United States

Covington, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Mandeville	LA	03/2013	08/2021
Coker & Palmer	New Orleans	LA	08/2021	07/2026
Moors Cabot Inc	New Orleans	LA	07/2026	Present

03/2013 → 08/2021

Raymond James & Associates, Inc.

Mandeville, LA
08/2021 → 07/2026

Coker & Palmer

New Orleans, LA
07/2026 → Present

Moors Cabot Inc

New Orleans, LA

Previous Registrations

2021-08-13 → 2026-07-17

Coker & Palmer

New Orleans, LA
2013-03-25 → 2021-08-23

Raymond James & Associates, Inc.

Mandeville, LA
2005-12-02 → 2013-03-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mandeville, LA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-28
S63	Uniform Securities Agent State Law Examination	1992-07-31

S65 Uniform Investment Adviser Law Examination

1993-09-28
S63 Uniform Securities Agent State Law Examination

1992-07-31

Other Names

Claire Cofer Richmond
Claire Friedrichs Taylor

View on SEC IAPD