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Rita Catherine Gaffney-Labarge

Morgan Stanley

Poughkeepsie, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-04
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-15
  • FL RA
    APPROVED
    Since 2023-01-04
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

Beechwood Office Park., 2678 South Road, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Poughkeepsie NY 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Purchase NY 08/2017 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Poughkeepsie, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2017 → Present
    Morgan Stanley Smith Barney Llc
    Purchase, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-22
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S65 Uniform Investment Adviser Law Examination
    2022-12-22
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19
Other Names
  • Rita Catherine Mclaughlin
  • Rita Catherine Gaffney

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY

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