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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
TX RA APPROVED_RES 2014-04-21
  • MD RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2014-04-21

Branch Locations

3 Church Lane, Baltimore, MD 21208 • United States

10320 Little Patuxent Pkwy Ste 200, Columbia, MD 21044 • United States

1997 Annapolis Exchange Pkwy Ste 300, Annapolis, MD 21401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baltimore MD 11/2005 Present
Previous Registrations
Other Businesses

1. 12/22/2005 - Gann Partnership - Non-Variable Insurance DBA - 50% TIME SPENT - Faciliting procurement of fixed insurance products and maintaince of products. 2. 04/01/2008 - NO BUSINESS NAME - NOT INV REL - Other-Attorney - Licensed Attorney in the State of Maryland, not practicing at this time, usting "Esq." as title designation only. 3. 11/10/2008 - NO BUSINESS NAME - INV REL - Act in a Fiduciary Capacity - 1% TIME SPENT - Gregory Gann, Stanford Gann, Jr. and Marc Gann -- self and brothers and co-trustees on a trust inherited from uncle, Calman A. Levin. 4. 11/20/2009 - Gann Partnership, LLC - Non-Variable Insurance DBA - 5% TIME SPENT - Lawyer recommended using an entity for business purposes 5. 11/20/2009 - Three Church Lane, LLC - INV REL - Non-Variable Insurance DBA - 5% TIME SPENT - Create an LLC to limit liability due to the purchase of an office building 6. 11/24/2009 - Noble Financial - INV REL - Real Estate Rental - NO TIME SPENT - Leasing an office in our new location to: Chris Imbach, Noble Financial. 7. 09/07/2011 - Gann Partnership, LLC - INV REL - Author - 5% TIME SPENT - Self publishing a booklet "Your Investment Time Bomb". 8. 04/15/2014 - Proactive Advisor Magazine - Other-writer/journalist - 10% TIME SPENT - Freelance writer/journalist for "Proactive Advisor Magazine" - on an occasional basis 9. 12/02/2015 - NO BUSINESS NAME - INV REL - Business Entity For Tax/Investment Purposes Only - START 12/01/15 - 1% limited partner in Stanford G. Gann, Sr., Family Investments, LLLP 10. 02/22/2022 - Gann Partnership Mediation and Litigation Support Services - Not Investment Related - At Reported Business Location(s) - Other-mediation and litigation support services - Owner and Lawyer - Start Date: 02/17/2022 - 15 Hours Per Month/3 Hours During Securities Trading. 11. 07/12/2022 - Highlander Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial advisor - Start Date - 07/11/2022 - 30 Hours Per Month/6 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-10
S66 Uniform Combined State Law Examination 1998-12-18
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10
  • S66 Uniform Combined State Law Examination
    1998-12-18
Other Names
  • Gregory Ellis Gann
  • Ellis Levin Gann
  • Gregory Ellislevin Gann

View on SEC IAPD

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