Randy Lee Roesler

Current Employers

Employment History

• 04/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-07-09 → 2013-03-22
  Lpl Financial Llc
  Houston, TX
  Saukville, WI
• 2002-01-25 → 2002-09-19
  Veravest Investment Advisors, Inc.
  Milwaukee, WI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2013 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: ROESLER AND ASSOCIATES WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 11/2018 ; POSITION/TITLE/RELATIONSHIP: OSJ, PRINCIPAL ; APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INSURANCE, TAX PLANNING, INVESTMENTS, RETIREMENT AND ESTATE PLANNING ; 3. NAME OF OTHER BUSINESS: LAND LEASE; INVESTMENT RELATED: NO; ADDRESS: 4002 COUNTRY ROAD I SAUKVILLE WI 53080; NATURE OF BUSINESS: LEASE AGRICULTURAL LAND; START DATE: 7/2020 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: LEASE AGRICULTURAL LAND FOR FARMING; 4. NAME OF OTHER BUSINESS: WHITNALL PARK # 2 CONDO ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 10154 WHITNALL EDGE DR FRANKLIN, WI 53132; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MEET AND VOTE ON AFFAIRS FOR THE BENEFIT OF THE ASSOCIATION;

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-09-13