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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
297 Prince Avenue Bottleworks, Ste 15, Athens, GA 30601 • United States
2900 Paces Ferry Road Vinings Square, Bldg. B, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2012 | Present |
| John B Keeble, Iv | Stockbridge | GA | 07/2014 | 12/2020 |
| Full Cup Financial, Llc | Atlanta | GA | 04/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. DBAS: FINANCIAL MANAGEMENT GUIDE, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES, START JANUARY 2015, 40 HOURS PER WEEK - DURING TRADING HOURS, OWNER - FINANCIAL ADVISOR. 2. NAME OF OTHER BUSINESS: FULL CUP FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2017; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: MANAGING FINANCIAL ASSETS IN CLIENT ACCOUNTS; 3. NAME OF OTHER BUSINESS: WHITEFIELD ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 1 WHITEFIELD DR, MABLETON, GA 30126; NATURE OF BUSINESS: PRIVATE SCHOOL; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: TRUSTEE / BOARD OF TRUSTEES APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SOLICITING AND/OR DISCUSSING CHARITABLE GIFTS FOR WHITEFIELD ACADEMY; 4. NAME OF OTHER BUSINESS: THE ESTATE PLANNING SOURCE INVESTMENT RELATED: NO ADDRESS: 5301 LONGLEY LANE SUITE D-150 RENO NV 89511 NATURE OF BUSINESS: ESTATE PLANNING EDUCATION AND RESOURCES NETWORK START DATE: 12/2017 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ESTATE PLANNING & REFERRALS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-13 |
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