Michael Joseph Tolle

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2021
  The Huntington Investment Company
  Columbus, OH
• 05/2021 → Present
  Lpl Financial, Llc
  Cincinnati, OH

Previous Registrations

• 2014-10-15 → 2021-05-19
  The Huntington Investment Company
  Ft. Mitchell, KY
  Covington, KY
  Cincinnati, OH
• 2008-12-19 → 2014-09-29
  Fifth Third Securities, Inc.
  Cincinnati, OH
  Cincinnati, OH
  Milford, OH
  Milford, OH
  Loveland, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Milford, OH
• 2008-01-03 → 2008-12-08
  Natcity Investments, Inc.
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. 5/18/2021 - Other, Minister - Not Investment Related - 3819 Drake Ave, Cincinnati OH 45209 - Start date: 5/10/2021 2. 10/21/2025 - Aurora Financial Consultants - DBA for LPL Business (entity for LPL business) - At reported business Location(s) - Inv Rel - Start date: 10/15/2025 - 0hrs/mnth during Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-28
• S63 Uniform Securities Agent State Law Examination
  2005-07-08