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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

7962 Oaklandon Rd Suite 111, Indianapolis, IN 46236 • United States

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Indianapolis IN 06/2016 12/2019
Pruco Securities Llc Indianapolis IN 06/2016 12/2019
Jp Morgan Securities, Llc Indianapolis IN 12/2019 03/2024
Jp Morgan Chase Bank, N.A. Indianapolis IN 12/2019 03/2024
Oasis Of Hope Baptist Church Indianapolis IN 12/2019 11/2024
The Prudential Insurance Company Of America Indianapolis IN 03/2024 Present
Pruco Securities Llc Indianapolis IN 03/2024 11/2024
Lpl Enterprise, Llc Indianapolis IN 11/2024 Present
  • 06/2016 → 12/2019
    The Prudential Insurance Company Of America
    Indianapolis, IN
  • 06/2016 → 12/2019
    Indianapolis, IN
  • 12/2019 → 03/2024
    Indianapolis, IN
  • 12/2019 → 03/2024
    Jp Morgan Chase Bank, N.A.
    Indianapolis, IN
  • 12/2019 → 11/2024
    Oasis Of Hope Baptist Church
    Indianapolis, IN
  • 03/2024 → Present
    The Prudential Insurance Company Of America
    Indianapolis, IN
  • 03/2024 → 11/2024
    Indianapolis, IN
  • 11/2024 → Present
    Indianapolis, IN
Previous Registrations
  • 2024-03-05 → 2024-11-14
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2019-12-17 → 2024-03-02
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2016-06-27 → 2019-12-23
    Indianapolis, IN
  • 2001-03-26 → 2016-06-08
    Msi Financial Services, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-14
S63 Uniform Securities Agent State Law Examination 1991-10-03
  • S66 Uniform Combined State Law Examination
    2000-09-14
  • S63 Uniform Securities Agent State Law Examination
    1991-10-03
Other Names
  • Fermon Lee Owens

View on SEC IAPD

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