Maria Madeline Nicholas

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Dallas, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Dallas, TX
• 1999-10-27 → 2007-04-02
  Morgan Stanley Dw Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

1)ADVISORY BOARD FOR CAMP MAGIC. 2)EMMN LLC PRESIDENT. *611325 - Park City Club; Investment Related - No; Dallas, Texas; Urban Country Club, no golf; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2024; During Business Hours: 0; After Business Hours: 0.5; to serve in an advisory capacity as a liason between the membership and Club management. *696659- Maria M Nicholas; Investment related Yes; Austin, Texas; Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 1; Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-08
• S63 Uniform Securities Agent State Law Examination
  1991-07-31