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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-04-01
CA RA APPROVED 2011-11-08
  • GA RA
    APPROVED
    Since 2025-04-01
  • CA RA
    APPROVED
    Since 2011-11-08

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Atlanta GA 03/1991 Present
Mml Investors Services, Llc Atlanta GA 05/1991 Present
Other Businesses

NAME: 2ADAY, LLC INV REL: Y ADD: 4675 MACARTHUR COURT, STE. 1050, NEWPORT BEACH CA92660 NATURE: LLC CREATED TO HOLD PERSONAL INVESTMENTS & PRIVATE PLACEMENTS POSITION: OWNER START DATE: 02/28/2017 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: EVALUATE PRIVATE INVESTMENTS OPPORTUNITIES TO BE OWNED WITHIN THE LLC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-24
  • S63 Uniform Securities Agent State Law Examination
    1991-05-24

View on SEC IAPD

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