Shaun Arthur Roberts

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 09/2025
  Avantax Investment Services, Inc.
  Staten Island, NY
• 02/2008 → 09/2025
  Avantax Advisory Services
  Staten Island, NY
• 12/2011 → 11/2024
  Ambit Energy
  Staten Island, NY
• 01/2017 → 01/2018
  Taxfyle
  Staten Island, NY
• 09/2019 → 09/2025
  Avantax Insurance Agency, Llc
  Staten Island, NY
• 11/2005 → 07/2020
  Shaun Roberts Associates Ltd.
  Staten Island, NY
• 11/2005 → 08/2024
  Shaun Roberts Associates Ltd.
  Staten Island, NY
• 01/2024 → Present
  Sra Wealth Advisors, Llc
  Staten Island, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Staten Island, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-02-20 → 2025-09-05
  Avantax Advisory Services
  Staten Island, NY
  Staten Island, NY

Other Businesses

1) Blue Knights International Law Enforcement Motor~'NIR'~38 Alden Street~Bangor~ME~04401~Board Position/Officer~Other~1/1/2019~2hrs~0hrs~Treasurer. Keep record of expenses and dues collection. ensure bills are paid and bank account is in good order. 2) SRA WEALTH ADVISORS, LLC POSITION: Owner NATURE: I prepare and review all of the following: tax preparation, accounting, bookkeeping, financial statements,taxpayer representation, business consulting, and business entity formation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2024 ADDRESS: 4355 Hylan Blvd, Staten Island NY 10312, United States DESCRIPTION: I prepare and review all of the following: tax preparation, accounting, bookkeeping, financial statements, taxpayer representation, business consulting, business entity formation and financial services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-01
• S63 Uniform Securities Agent State Law Examination
  2005-11-12

Designations

• Certified Financial Planner