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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-09-09
  • CO RA
    APPROVED
    Since 2016-09-09

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 03/1990 Present
The Guardian Life Insurance Company New York NY 08/1996 Present
The Leaders Group, Inc. Littleton CO 07/1998 Present
The Caldara Company Castle Rock CO 10/1996 Present
  • 03/1990 → Present
    Northwestern Mutual Life
    Milwaukee, WI
  • 08/1996 → Present
    The Guardian Life Insurance Company
    New York, NY
  • 07/1998 → Present
    The Leaders Group, Inc.
    Littleton, CO
  • 10/1996 → Present
    The Caldara Company
    Castle Rock, CO
Other Businesses

1.) THE CALDARA COMPANY - 10/1/1996 - 2300 Emerald Drive, Castle Rock, CO 80104 President and Owner, leadership and management of financial services company, insurance/investment business, Invt Rel, 100 hrs/mo;100 hrs/mo (during trading hours). 2.) DBA CALDARA, WUNDER & ASSOCIATES - 10/1/1996 - 2300 Emerald Drive, Castle Rock, CO 80104 - President and Owner, leadership and management of financial services company; insurance sales, dba for The Caldara Company, Not Invt Rel, 100 hrs/mo;100 hrs/mo. (during trading hours). 3.) TLG ADVISORS, INC - 9/1/2016 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 40 hrs/mo;40 hrs/mo (during trading hours). 4.) NAIFA - 8/1/2026 - 600 State Street, Suite A, Cedar Falls, IA 50613 - Current Board President, Operate as Active Board President to organize and coordinate with board members and state membership for chapter business and activities, Not Invt Rel, 5 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-02-10
  • S63 Uniform Securities Agent State Law Examination
    2007-02-10
Designations
Other Names
  • Steve Caldara

View on SEC IAPD

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