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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-09-09 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 03/1990 | Present |
| The Guardian Life Insurance Company | New York | NY | 08/1996 | Present |
| The Leaders Group, Inc. | Littleton | CO | 07/1998 | Present |
| The Caldara Company | Castle Rock | CO | 10/1996 | Present |
1.) THE CALDARA COMPANY - 10/1/1996 - 2300 Emerald Drive, Castle Rock, CO 80104 President and Owner, leadership and management of financial services company, insurance/investment business, Invt Rel, 100 hrs/mo;100 hrs/mo (during trading hours). 2.) DBA CALDARA, WUNDER & ASSOCIATES - 10/1/1996 - 2300 Emerald Drive, Castle Rock, CO 80104 - President and Owner, leadership and management of financial services company; insurance sales, dba for The Caldara Company, Not Invt Rel, 100 hrs/mo;100 hrs/mo. (during trading hours). 3.) TLG ADVISORS, INC - 9/1/2016 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 40 hrs/mo;40 hrs/mo (during trading hours). 4.) NAIFA - 8/1/2026 - 600 State Street, Suite A, Cedar Falls, IA 50613 - Current Board President, Operate as Active Board President to organize and coordinate with board members and state membership for chapter business and activities, Not Invt Rel, 5 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-02-10 |
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