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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-07 |
| SC | RA | APPROVED | 2019-03-29 |
Branch Locations
15 S Main St 3Rd Fl, Greenville, SC 29601 • United States
Greenville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Greenville | SC | 01/2009 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 03/2019 | Present |
CHRIST CHURCH EPISCOPAL; INV RELATED; GREENVILLE,SC; CHURCH; FINANCE COMMITTEE MEMBER; START DATE: 02/09/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-11 |
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