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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
VA RA APPROVED 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04
  • VA RA
    APPROVED
    Since 2026-08-04

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Charlottesville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Washington DC 06/2009 08/2026
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2026
Rbc Capital Markets, Llc Vienna VA 08/2026 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 08/2026
  • 06/2009 → 08/2026
    Morgan Stanley Smith Barney
    Washington, DC
  • 01/2015 → 08/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2026 → Present
    Vienna, VA
  • 01/2015 → 08/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2026-08-24
    Washington, DC
    Washington, DC
    Washington, DC
    Alexandria, VA
  • 2004-01-06 → 2009-06-01
    Washington, DC
    Washington, DC
  • 2000-04-18 → 2003-12-15
    Morgan Stanley Dw Inc.
    Alexandria, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-18
S63 Uniform Securities Agent State Law Examination 1991-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-18
  • S63 Uniform Securities Agent State Law Examination
    1991-06-19
Designations

View on SEC IAPD

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