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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cutter & Company Brokerage, Inc. | Ballwin | MO | 05/2002 | 05/2025 |
| Prospera Financial Services, Inc. | Dallas | TX | 05/2025 | Present |
1. ST LOUIS FINANCIAL GROUP, LLC; INVESTMENT RELATED - YES; 2209 DARTMOUTH GATE CIRCLE, WILDWOOD, MO 63011; DBA; ADVISOR; 02/2022; 160 HOURS PER MONTH; 160 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES. 2. ST. LOUIS TAX & ACCOUNTING SERVICES LLC; INVESTMENT RELATED - NO; 2209 DARTMOUTH GATE CIRCLE, WILDWOOD, MO 63011; TAX PREPARATION BUSINESS; OWNER; 11/2017; 2 HOURS PER MONTH; 0 DURING TRADING HOURS; WILL RUN BUSINESS AND HIRE A CPA / SEASONAL - FIRST FOUR MONTHS OF THE YEAR. 3. LICENSED WITH UNITED HEALTH CARE TO SELL MEDICARE SUPPLEMENT PLANS; INVESTMENT RELATED-NO; 2209 DARTMOUTH GATE CIRCLE, WILDWOOD, MO 63011; AGENT SELLING MEDICARE SUPPLEMENT PLANS; 06/2022; 10 HOURS PER MONTH; 10 DURING TRADING HOURS; LEADS WOULD BE PROVIDED, PAID ON A COMMISSION BASIS / POSSIBLE LEAD SOURCE. 4. MODEL NOW TALENT MANAGEMENT; INVESTMENT RELATED - NO; P.O. BOX 762, O'FALLON, MO 63366; FREELANCE MODEL FOR AGENCY; 07/2023; 5 HOURS PER MONTH; 5 DURING TRADING HOURS; MODEL FOR ADVERTISEMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-24 |
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