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Brian Curtis Long

Prospera Financial Services, Inc.

Wildwood, MO

CRD 2143884

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Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-16
  • MO RA
    APPROVED
    Since 2025-05-16

Branch Locations

Wildwood, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cutter & Company Brokerage, Inc. Ballwin MO 05/2002 05/2025
Prospera Financial Services, Inc. Dallas TX 05/2025 Present
Previous Registrations
  • 2002-06-28 → 2025-05-16
    Cutter & Company, Inc.
    Maryland Heights, MO
    Wildwood, MO
    Ballwin, MO
    Maryland Heights, MO
Other Businesses

1. ST LOUIS FINANCIAL GROUP, LLC; INVESTMENT RELATED - YES; 2209 DARTMOUTH GATE CIRCLE, WILDWOOD, MO 63011; DBA; ADVISOR; 02/2022; 160 HOURS PER MONTH; 160 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES. 2. ST. LOUIS TAX & ACCOUNTING SERVICES LLC; INVESTMENT RELATED - NO; 2209 DARTMOUTH GATE CIRCLE, WILDWOOD, MO 63011; TAX PREPARATION BUSINESS; OWNER; 11/2017; 2 HOURS PER MONTH; 0 DURING TRADING HOURS; WILL RUN BUSINESS AND HIRE A CPA / SEASONAL - FIRST FOUR MONTHS OF THE YEAR. 3. LICENSED WITH UNITED HEALTH CARE TO SELL MEDICARE SUPPLEMENT PLANS; INVESTMENT RELATED-NO; 2209 DARTMOUTH GATE CIRCLE, WILDWOOD, MO 63011; AGENT SELLING MEDICARE SUPPLEMENT PLANS; 06/2022; 10 HOURS PER MONTH; 10 DURING TRADING HOURS; LEADS WOULD BE PROVIDED, PAID ON A COMMISSION BASIS / POSSIBLE LEAD SOURCE. 4. MODEL NOW TALENT MANAGEMENT; INVESTMENT RELATED - NO; P.O. BOX 762, O'FALLON, MO 63366; FREELANCE MODEL FOR AGENCY; 07/2023; 5 HOURS PER MONTH; 5 DURING TRADING HOURS; MODEL FOR ADVERTISEMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-22
S63 Uniform Securities Agent State Law Examination 1991-05-24
  • S66 Uniform Combined State Law Examination
    2009-05-22
  • S63 Uniform Securities Agent State Law Examination
    1991-05-24

View on SEC IAPD

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