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Cynthia Beth Plawker

Alliancebernstein L.P.

Westfield, NJ

New York, NY

CRD 2143847

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
NJ RA APPROVED 2019-03-05
FL RA APPROVED 2013-11-04
TX RA APPROVED_RES 2013-11-04
DC RA APPROVED 1998-05-26
  • NY RA
    APPROVED
    Since 2021-05-07
  • NJ RA
    APPROVED
    Since 2019-03-05
  • FL RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED_RES
    Since 2013-11-04
  • DC RA
    APPROVED
    Since 1998-05-26

Branch Locations

Westfield, NJ • United States

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 11/2000 Present
  • 11/2000 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Other Businesses

Count: 1 1) BusinessName: Epilepsy Foundation INVESTMENT RELATED: No ADDRESS: 3450 Crain Highway, Ste 675, Bowie, MD020716 NATURE OF BUSINESS: The mission of the Epilepsy Foundation is to improve the lives of people affected by epilepsy through education, advocacy, research, and connection. For more than five decades, the Epilepsy Foundation and its network of nearly 50 partners have helped to: Connect people to treatment, support and resources; Fund innovative research and the training of specialists; and Educate the public about epilepsy and seizure first aid. POSITION: Potential Board Member RELATIONSHIP: 2025-09-12 APPROXIMATE NUMBER HOURS: 4 hours/month, 2 hours during trading hours YOUR DUTIES: I am potentially be considered to be a Board member for the Foundation. As a Board member, I would be expected to do the following: Duties of the Board - Setting an actionable mission and an inspiring vision for the organization - Hiring a chief executive, supporting their efforts, and evaluating their performance - Ensuring the effectiveness of programs and services - Helping to secure operating funds and providing ongoing financial oversight - Managing and improving board performance. Meeting or exceeding legal and ethical standards and expectations - Maximizing stakeholder and community support - Staying up-to-date with the organization's programs, services, and policies - Following developments in the field that may inform decision making - Attending board and committee meetings as well as special events - Reviewing meeting agendas, minutes, and materials related to discussions - Serving on committees or task forces and taking on special assignments as needed - Participating in reviews of financial statements - Referring board nominees who could make significant contributions to the work of the board and the organization - Making personal financial contributions to the organization -Informing others about the organization I am expected to give or help raise $10,000/year for the organization, participate in at least one Board Committee and attend 4 annual meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-09
S63 Uniform Securities Agent State Law Examination 1991-07-26
  • S65 Uniform Investment Adviser Law Examination
    1997-09-09
  • S63 Uniform Securities Agent State Law Examination
    1991-07-26
Other Names
  • Cynthia Beth Grodman

View on SEC IAPD

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