Best Investors Account Sign in
Inactive

Kraig Lee Carpenter

El Camino Real Financial Advisors

Santa Teresa, NM

Claim This Profile
Current Employers
El Camino Real Financial Advisors

Santa Teresa, NM • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-07-20
TX RA APPROVED_RES 2015-10-01
CA RA APPROVED 2015-01-16
  • NM RA
    APPROVED
    Since 2023-07-20
  • TX RA
    APPROVED_RES
    Since 2015-10-01
  • CA RA
    APPROVED
    Since 2015-01-16

Branch Locations

Santa Teresa, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
El Camino Real Financial Advisors Santa Teresa NM 01/2011 Present
Charter Communications El Paso TX 02/2016 11/2020
Previous Registrations
  • 2011-01-27 → 2014-12-31
    El Camino Real Financial Advisors
    Santa Teresa, NM
    Santa Teresa, NM
    Santa Teresa, NM
    Santa Teresa, NM
  • 2009-04-16 → 2011-04-19
    Osaic Services, Inc.
    La Jolla, CA
Other Businesses

Insurance AGENT, START DATE :29-SEP-2011, HOURS :2, SECURITY HOURS: 40, LIFE INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-08
S63 Uniform Securities Agent State Law Examination 2001-11-08
S65 Uniform Investment Adviser Law Examination 1994-10-25
  • S66 Uniform Combined State Law Examination
    2009-04-08
  • S63 Uniform Securities Agent State Law Examination
    2001-11-08
  • S65 Uniform Investment Adviser Law Examination
    1994-10-25

View on SEC IAPD

More in Santa Teresa, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor