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Waterford Capital Investment Advisory Services LLC CRD 144172
$228M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14275 Midway Road Suite 138, Addison, TX 75001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-06-20 |
Branch Locations
14275 Midway Road Suite 138, Addison, TX 75001 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waterford Capital, Inc. | Dallas | TX | 06/1997 | Present |
| Waterford Capital Investment Advisory Services Llc | Dallas | TX | 05/2007 | Present |
WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES, LLC IS A STATE-REGISTERED RIA OPERATED FROM THE SAME ADDRESS. I AM PRESIDENT SINCE 2006 AND DEVOTE APPROXIMATELY 40 HOURS/WEEK. DIPSHIT RADIO, LLC. OWNER. COMMUNICATING ON SPORT EVENTS. APPROXIMATELY 2 HOURS A MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-02 |
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