Tracey Gluck

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 10/2008 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA

Other Businesses

Entity Name: UCLA Health System Investment related: No Address: www.uclahealth.org Nature of the other business: Providing healthcare and the latest in medical technology Position/Title/Relationship: Director; Start Date: 06-Aug-2013 Approximate # of hours a month: annual meeting Approximate # of hours during securities trading hours: none Briefly describe your duties: Board Member Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-04
• S63 Uniform Securities Agent State Law Examination
  1991-08-14

Other Names

• Tracey Gluck
• Tracey Eileen Gluck